MEDICO-LEGAL CHALLENGES FOR CRITICAL-CARE PHYSICIANS AND ICUs/ICCUs
©Dr. Lalit Kapoor 

In recent times, a rise in the incidence of malpractice 
litigation against critical care physicians is perceptible. Hence, it is appropriate to identify the medico-legal challenges faced by practitioners of critical care Medicine and ICU set-ups.

What is it that makes intensive care physicians somewhat more vulnerable to medico-legal problems?

Intensive care units treat seriously ill patients. In spite of ‘intensive’ care and best efforts of the team, morbidity and mortality rate is high compared to other units. Considering the complexity of the critical illnesses and the highly invasive interventions that are routinely carried out, one can easily explain the higher morbidity and mortality.  Reportedly, the average mortality rate is 30 % -- considerably more than the average risk. American statistics reveal that 1 out of 5 Americans will die in an ICU. Figures for our country are not available. Hence the specialty–related malpractice litigation may be related more to a bad outcome rather than negligence. It is like shooting the messenger for the message!! The urgency, complexity, and invasive nature of intensive care increase the risk of legal exposure to its practitioners. Life and death situations are common in intensive care settings and ICU caregivers may find themselves playing God at times! The Covid pandemic experience of critical physicians will re-affirm this.

The old assumption that intensive care saves lives and any injury or mishap that occurs in the process is therefore unquestionably accepted by patients or relatives no longer holds good.

Nursing workload may contribute to nursing-related iatrogenic complications. Shortage of trained staff and inexperience with equipment are also important issues



Record-keeping is one of the most deficient areas of medical practice in our country. Good records are critical to the delivery of safe and competent medical care. They are also your best defense against allegations of negligence.

REMEMBER

πŸ“ŒGood records= Good defense

πŸ“ŒLegally, what is not documented never happened!

What are the qualities of good records?

Good records ought to be correct, clear, comprehensive, chronological and contemporaneous.

CAUTION: Incredibly, even today, a large number of physicians record only the date of examination and do not think it essential to record the time of examination. To have to stress the importance of writing the time of examination, especially in an ICU setting, would surely be a no-brainer. And yet, this lapse in record–keeping is not as uncommon as one may imagine. It may be worthwhile for you to conduct a quick random audit of your case papers to confirm this.

TIME must inevitably follow DATE, in your patient entries. It may appear trivial but it could be of crucial importance in many a case.

Another area that is a potential minefield, as far as medico-legal liability is concerned, is patient consent for undertaking treatment



✔Make sure the patient understands the nature of his condition, the alternate treatments or procedures, nature of proposed treatment, risks of proposed or alternate procedures and the chances of success or failure of the treatment.

✔Mere signature on a pre-printed consent form is not adequate. It should be specifically recorded that a discussion took place and patient/relatives were explained the contents.

✔Consent should be ‘procedure specific’. Blanket consents are faulted by courts.

✔Refusal of consent or denied consent should be recorded, signed and witnessed.

Quite recently in a Delhi hospital, the procedure of inserting a central venous line resulted in injury to the jugular vein following which the patient was shifted to a higher center for emergency treatment. A complaint before the National Consumer Forum ended up with compensation of Rs 7 lakhs  being awarded to the patient .The court averred that a specific informed consent ought to have been taken for the procedure which was invasive in nature and had the potential of causing serious complications.

Allegations pertaining to HAI are of special significance in ICU patients on account of a higher incidence. Obviously, preventing HAI would significantly lower risks of bad results and therefore complaints.

In the event of such allegations, the hospital would need to establish that Infection control measures were in place (e.g. handwashing protocol, infection control committee, etc.} and documentation of such control measures would have to be proved.


ICU caregivers need an extra dose of communication skills in view of the dynamic changes in the clinical status of patients. A good proportion of malpractice allegations especially in the ICU setting have their genesis in a failure of communication.

Importantly, when we speak of communication, it refers not only to communication between you and the patient or relatives but also inter-communication between the multitude of caregivers viz. fellow consultants, resident doctors, nurses, physiotherapists, and so on.

It is vital that there are no discordant notes in the communication with the patient or relatives. Differing versions are hazardous and all caregivers should be on the same page. It is important that the patient and family do not pick up conflicting messages about the patient’s progress and expected outcome.

The importance of patient notes and documentation has already been mentioned. The importance gets further emphasized when we realize that good patient notes are indeed a very good vehicle of communication between the various caregivers attending to the patient. The value of this would be further enhanced if the notes were to not only record clinical findings and events but the reason why decisions were made.

A sharing of uncertainty early on in the physician-patient or physician-family relationship may deter litigation driven by bad outcomes alone. Because all medical procedures have an inherent risk of adverse outcome, the doctrine of the informed consent must be followed closely.

Sound advice from an editorial of South African Journal of Critical care Vol27 No.1

 …… intensive care management should be team-based. The ICU team includes the nurses, doctors, dieticians, physiotherapists, and others contributing to patient care on a daily basis. The team needs a leader, preferably an intensivist who encourages a ‘flat hierarchy and an open and effective communication system.11 This requires a joint ward round where the various professionals can provide their input and remind, challenge, and support each other. Even a very good but dominant individual cannot beat a team when it comes to decision-making.12 A  harmonious team also means that the patient and family do not pick up conflicting messages about the patient’s progress and expected outcome

Finally, establishing a good rapport with the family of the patient (who are indeed the patient’s surrogate decision makers) by empathizing with them in an emotionally difficult time pays good dividends in terms of quelling any grievances which could escalate into full-blown medico-legal issues.

MEDICO-LEGAL CHALLENGES ARISING OUT OF END-OF-LIFE ISSUES AND WITHDRAWAL OF LIFE SUPPORT AND WITHOLDING LIFE SUPPORT 

  This is a major challenge ., here are a few salient points.

o        End-of-life issues are potential landmines for intensive care physicians

o     In our country, changes in the law have not kept pace with advances in medicine. We do not have an unambiguous legal stand on end-of-life issues. Lack of clarity of laws causes much stress in ICU caregivers.

o     Though it is now accepted that the right to life includes the right to die with dignity, there are no clear answers to the question “Is it ethical to limit life-prolonging interventions when poor status of a patient indicates these to be non-beneficial?”

o   Do Not Resuscitate documentation by Critical care physicians, despite absence of Advance Directive by the patient has been very well defined    recently in the ICMR Consensus Guidelines on DNR (Indian J Medical Res April 2020)  and it is advisable that these should be scrupulously followed while recording DNR orders by the patient or his relatives. Following is the link for the same and every intensivist and critical care specialist should read it carefully.

 https://www.ijmr.org.in/article.asp?issn=0971-5916;year=2020;volume=151;issue=4;spage=303;epage=310;aulast=Mathur

o Following 2 landmark SC judgments have attempted to initiate resolution of the dilemmas of doctors in ICUs. 

Aruna Ramchandra Shanbaugh Vs Union of India - Delivered on March 07, 2011 by Justice Markandey Katju and J. Gyan Sudha Misra

https://indiankanoon.org/doc/235821/

 Common Cause (A Regd Society) Vs Union of India  - Delivered on March 09 , 1918 by CJI Dipak Misra and Justice Khanvilkar

https://indiankanoon.org/doc/184449972/

Theoretically, Passive euthanasia and making a Living Will / Advanced Directive are now legal in India. But the procedure to implement them are tortuous enough to make them impractical. Efforts by many public-spirited doctors and members of civil society to make these implementable are on and may yield results in the future.




© Dr. Lalit Kapoor















Comments

  1. Working in high risk obstetrics ,this was quite helpful

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  2. Excellent blog Dr Kapoor very informative. Thanks

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  3. Very good insights and practical suggestions Dr. Kapoor. Your work in medico-legal training is exemplary

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  4. Always so practically oriented..quite useful. Thank you sir

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  5. 'Better safe than sorry', Dr Lalit Kapoor's signature column, is now going on for more than two decades. These medicolegal Dos and Don'ts have guided and protected thousands of consultants from potential litigations.
    Dr Kapoor has run the Medicolegal cell of Association of Medical Consultants, Mumbai, for more than four decades. He has helped hundreds of medical professionals come out of difficult legal circumstances. The said column is basically the sum and substance of his seasoned know-how in dealing with difficult legal situations.
    The hallmark of Dr Kapoor's writing is his simple but effective language - a language that is easy to understand and easier to implement.
    Here's hoping that this beacon of light continues to guide those who are caught in stormy weather.

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    Replies
    1. Thank you Arshad . I hope you also remember that this column was originally started by you in GRASP !! Thank you !

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    2. Very useful as usual ! Dr Lalit has vast experience and stands by doctors in times of difficulties ! Valuable advises . Appreciate πŸ‘

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  6. We are fortunate to have you in our life. You are our saviour.

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  7. This comment has been removed by the author.

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  8. Dr Kapoor has been a torch bearer for the medical community on the important subject of medico legal issues. He has helped so many and prevented so many more from legal issues. He will always remain our savior by the hard work he has put in over so many years. Drjjdalal

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